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Mr. Wallace's lab was... Register Now Director and CEO Performance Review Sep 21 21 September 2011 –Web Conference Annual board of director and CEO evaluations have become increasingly common for most public companies. Board and CEO evaluations should identify areas of strength... Register Now Mitigating the Impact of Dodd-Frank's Whistleblower Provisions Sep 07 07 September 2011 –Web Conference Since the enactment of the Dodd–Frank Wall Street Reform and Consumer Protection Act in 2010, almost every aspect of the nation's financial services industry has... Register Now Director and Corporate Secretary Duties in Foreign Countries Jul 20 20 July 2011 –Web Conference As you grow your business internationally, you need officers and directors to govern your local subsidiaries. But what are the risks and challenges that you face... Register Now Whistleblower Provisions of the Dodd-Frank Act Jun 15 15 June 2011 –Web Conference On May 25, 2011, the SEC issued its final rule changes to the Securities Exchange Act of 1934, implementing the whistleblower provisions enacted as part of the Dodd-Frank... Register Now Moving Toward a "Business-Friendly" Regulatory Environment (?) May 18 18 May 2011 –Web Conference With the Republican majority in the U.S. House of Representatives, many members are pushing for legislation along many fronts that would reduce regulatory burdens... Register Now Investment Committee Responsibilities Apr 20 20 April 2011 –Web Conference Please join us for our upcoming NDI Checkpoint Web conference, Investment Committee Responsibilities. Register Now Navigating the New and Rising Risks for Directors and Officers in 2011 Apr 14 14 April 2011 –Web Conference If you are a director or officer in this challenging economy, you should know the extent to which you are protected - or not - against new and rising legal... Register Now The D&O Insurance Market and Liability Trends Mar 16 16 March 2011 –Web Conference Foley and our NDI co-sponsors, including Aon Corporation, invite you to join us for our upcoming NDI Checkpoint Web Conference exploring the latest trends in the... Register Now What Does Dodd-Frank Mean For Investment Advisers: Best Practices and Tips for Avoiding Potential Pitfalls Jan 28 28 January 2011 –Minneapolis, MN Please join us for a seminar where we will be covering topics related to recent decisions regarding Dodd-Frank. previous12345next Related 1 2 3
2011 NSCP National Membership Meeting Oct 17 17 October 2011 –Baltimore, MD Partners Richard Wallace and Lisa Tharpe served on the faculty of the National Society of Compliance Professionals on October 17, 2011. Mr. Wallace's lab was...
Director and CEO Performance Review Sep 21 21 September 2011 –Web Conference Annual board of director and CEO evaluations have become increasingly common for most public companies. Board and CEO evaluations should identify areas of strength...
Mitigating the Impact of Dodd-Frank's Whistleblower Provisions Sep 07 07 September 2011 –Web Conference Since the enactment of the Dodd–Frank Wall Street Reform and Consumer Protection Act in 2010, almost every aspect of the nation's financial services industry has...
Director and Corporate Secretary Duties in Foreign Countries Jul 20 20 July 2011 –Web Conference As you grow your business internationally, you need officers and directors to govern your local subsidiaries. But what are the risks and challenges that you face...
Whistleblower Provisions of the Dodd-Frank Act Jun 15 15 June 2011 –Web Conference On May 25, 2011, the SEC issued its final rule changes to the Securities Exchange Act of 1934, implementing the whistleblower provisions enacted as part of the Dodd-Frank...
Moving Toward a "Business-Friendly" Regulatory Environment (?) May 18 18 May 2011 –Web Conference With the Republican majority in the U.S. House of Representatives, many members are pushing for legislation along many fronts that would reduce regulatory burdens...
Investment Committee Responsibilities Apr 20 20 April 2011 –Web Conference Please join us for our upcoming NDI Checkpoint Web conference, Investment Committee Responsibilities.
Navigating the New and Rising Risks for Directors and Officers in 2011 Apr 14 14 April 2011 –Web Conference If you are a director or officer in this challenging economy, you should know the extent to which you are protected - or not - against new and rising legal...
The D&O Insurance Market and Liability Trends Mar 16 16 March 2011 –Web Conference Foley and our NDI co-sponsors, including Aon Corporation, invite you to join us for our upcoming NDI Checkpoint Web Conference exploring the latest trends in the...
What Does Dodd-Frank Mean For Investment Advisers: Best Practices and Tips for Avoiding Potential Pitfalls Jan 28 28 January 2011 –Minneapolis, MN Please join us for a seminar where we will be covering topics related to recent decisions regarding Dodd-Frank.