Foley & Lardner LLP

Experience

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      • CME Investigation

      • Represented a leading commodity broker-dealer in a Chicago Mercantile Exchange (CME) investigation focused on whether traders ran ahead of clients' block trades.
      • Formation of Stock Exchange

      • This was the first new-equity exchange formed in the United States since the enactment of the Exchange Act in 1934. Responsible for the formation of BATS initially...
      • StreetTracks Gold ETF

      • StreetTracks Gold ETF was the first commodity-based ETF and broke new ground in expanding the regulatory jurisdiction of the SEC to encompass shares of this ETF,...
      • SEC Investigation of Hedge Fund

      • Defense of a hedge fund which had engaged in a complex arbitrage involving foreign and domestic futures and equities markets. The hedge fund was being investigated...
      • Currency Shares

      • This was the first foreign currency-based ETF. Foley was instrumental in designing the product and obtaining regulatory approval from the SEC. The ETF shares represent...