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Walter as chair of the SEC. Her close association... Recent Suspension of Sales of SLGS Securities by Federal Government — Consequences for Corporate Trustees 02 June 2011 Legal News: Arbitrage Rebate Company On May 2, 2011, the United States Treasury Department announced that it was suspending, on May 6 until further notice, the issuance of U.S. Treasury State and Local... Implications of the Financial Reform Legislation for End Users of Derivatives 11 August 2010 Legal News Alert We have previously summarized the general implications of The Wall Street Transparency and Accountability Act (TWSTAA) for various participants in the derivatives... Implications of the Financial Reform Legislation for Derivatives Activities 21 July 2010 Legal News Alert The historic Dodd-Frank Wall Street Reform and Consumer Protection Act passed last week by the Senate includes among its many provisions sweeping amendments to the... Congress Passes Financial Reform Legislation 19 July 2010 Legal News Alert On July 16, 2010, the U.S. Senate approved the conference version of the financial reform legislation, entitled the Dodd-Frank Wall Street Reform and Consumer Protection... Rule 15C2-12: Approved Amendments Effective December 1, 2010 16 June 2010 Legal News Alert: Finance & Financial Institutions Background On May 26, 2010, the SEC approved amendments to its Rule 15c2-12. The amendments will become effective on December 1, 2010 for bonds that are issued,... IRS Tax-Exempt Bond Work Plan Signals Heightened Review of How Issuers Actually Comply With Tax Requirements 12 April 2010 Legal News Alert: Finance & Financial Institutions The IRS's FY2010 Work Plan (Work Plan) provides specific program priorities, goals, guidance, and direction to IRS employees within the Tax-Exempt Bond program.... Midwestern Disaster Area Bonds Now Available for Business Projects in the State of Wisconsin 30 November 2009 Legal News Alert: Finance & Financial Institutions Governor Jim Doyle has made the needed designations for the first issuance of Midwestern disaster area bonds in the state, which is expected to occur in mid-December... Shelf Registration for Tax-Exempt Bonds 24 September 2009 Legal News Alert: Finance & Financial Institutions Executive Summary For years, public companies have used shelf registration for their securities — an arrangement allowing a single offering document to be filed... Recent SEC Rule Changes and Implications for Municipal Bond Issuers and Borrowers 24 August 2009 Legal News Alert: Finance & Financial Institutions SEC Rule 15c2-12: Background On July 15, 2009, the SEC approved proposed amendments to its Rule 15c2-12 (Rule). The SEC has proposed that these amendments, in... 12next Related 1 2 3
New SEC Chair: What It May Mean for the Municipal Securities Market 17 December 2012 Legal News Alert: Finance & Financial Institutions Participants in the municipal securities market should take particular interest in the appointment of Elisse B. Walter as chair of the SEC. Her close association...
Recent Suspension of Sales of SLGS Securities by Federal Government — Consequences for Corporate Trustees 02 June 2011 Legal News: Arbitrage Rebate Company On May 2, 2011, the United States Treasury Department announced that it was suspending, on May 6 until further notice, the issuance of U.S. Treasury State and Local...
Implications of the Financial Reform Legislation for End Users of Derivatives 11 August 2010 Legal News Alert We have previously summarized the general implications of The Wall Street Transparency and Accountability Act (TWSTAA) for various participants in the derivatives...
Implications of the Financial Reform Legislation for Derivatives Activities 21 July 2010 Legal News Alert The historic Dodd-Frank Wall Street Reform and Consumer Protection Act passed last week by the Senate includes among its many provisions sweeping amendments to the...
Congress Passes Financial Reform Legislation 19 July 2010 Legal News Alert On July 16, 2010, the U.S. Senate approved the conference version of the financial reform legislation, entitled the Dodd-Frank Wall Street Reform and Consumer Protection...
Rule 15C2-12: Approved Amendments Effective December 1, 2010 16 June 2010 Legal News Alert: Finance & Financial Institutions Background On May 26, 2010, the SEC approved amendments to its Rule 15c2-12. The amendments will become effective on December 1, 2010 for bonds that are issued,...
IRS Tax-Exempt Bond Work Plan Signals Heightened Review of How Issuers Actually Comply With Tax Requirements 12 April 2010 Legal News Alert: Finance & Financial Institutions The IRS's FY2010 Work Plan (Work Plan) provides specific program priorities, goals, guidance, and direction to IRS employees within the Tax-Exempt Bond program....
Midwestern Disaster Area Bonds Now Available for Business Projects in the State of Wisconsin 30 November 2009 Legal News Alert: Finance & Financial Institutions Governor Jim Doyle has made the needed designations for the first issuance of Midwestern disaster area bonds in the state, which is expected to occur in mid-December...
Shelf Registration for Tax-Exempt Bonds 24 September 2009 Legal News Alert: Finance & Financial Institutions Executive Summary For years, public companies have used shelf registration for their securities — an arrangement allowing a single offering document to be filed...
Recent SEC Rule Changes and Implications for Municipal Bond Issuers and Borrowers 24 August 2009 Legal News Alert: Finance & Financial Institutions SEC Rule 15c2-12: Background On July 15, 2009, the SEC approved proposed amendments to its Rule 15c2-12 (Rule). The SEC has proposed that these amendments, in...