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New SEC Chair: What It May Mean for the Municipal Securities Market 17 December 2012 Legal News Alert: Finance & Financial Institutions Participants in the municipal securities market should take particular interest in the appointment of Elisse B. Walter as chair of the SEC. Her close association...
A Compilation of Enforcement and Non-Enforcement Actions 30 November 2012 Legal News: Investment Management Update Non-Enforcement Matters SEC Approves New FINRA Rule on Private Placement Offerings Private Fund Advisers Come Into Compliance With Dodd-Frank Requirements...
Funding 21 November 2012 Foley Partner Beth J. Felder and SageCloud, Inc. CEO Jeff Flowers share their perspectives on navigating a venture capital round with Foley.
Intellectual Property 21 November 2012 Clients Eos Photonics, Inc. and Sitting Around share how Foley helped them to realize and execute a practical intellectual property strategy.
Mentorship 21 November 2012 Clients AltruHelp, Inc. and SocialSci share their mentor relationship experience at Foley.
Partnership 21 November 2012 Foley Partner Edouard C. LeFevre and Carbonite, Inc. CEO David Friend discuss how a partnership with Foley can impact your strategy, financing, and intellectual...
Tax Compliance Procedures for Tax-Exempt Bonds: Why Does the IRS Want Them and What Should Issuers Do? 21 November 2012 White Paper In recent years, the IRS has taken actions to encourage issuers and borrowers of tax-exempt bonds and tax credit bonds to adopt and implement tax compliance procedures....
Why Start-Ups Choose Foley 21 November 2012 Foley Partners Gabor Garai and Susan E. Pravda discuss the Foley philosophy on partnering with successful start-ups in the life sciences and emerging technologies...
A Compilation of Enforcement and Non-Enforcement Actions 30 October 2012 Legal News: Investment Management Update Non-Enforcement Matters Principal Trade Rule Extension for Investment Advisers/Broker-Dealers Mutual Fund Boards and Communications With Auditors Mutual...
NASDAQ Releases Proposed Listing Standards Applicable to Compensation Committees 08 October 2012 Legal News Alert: Transactional & Securities Overview On September 25, 2012, the NASDAQ Stock Market (Nasdaq) released a proposal (Proposal), subject to approval by the SEC, regarding independence requirements...