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A Roundtable On The SEC's New Proxy Access Rules 06 December 2010 The Corporate Board Foley Partners Phillip Goldberg, Patrick Quick and John Wilson authored an article that appeared in the November/December 2010 issue of The Corporate Board titled...
Another Look at Confidentiality Requests 30 September 2010 Securities Law360 Foley Partner Kenneth Winer authored an article that appeared in Securities Law360 on September 30, 2010 titled "Another Look at Confidentiality Requests." Reprinted...
Appeal Sets Stage for Showdown on SEC's "Neither Admit Nor Deny" Settlement Policy 19 December 2011 Legal News: Securities Enforcement & Litigation After U.S. District Judge Jed Rakoff’s November 28, 2011 decision rejecting the proposed $285 million settlement between the SEC and Citigroup, observers wondered...
Assessing FINRA Priorities And Results 23 February 2011 Financial Services Law360 Foley Partner Richard Wallace authored an article that appeared in Financial Services Law360 on February 23, 2011 titled "Assessing FINRA Priorities And Results."...
Assessing FINRA's Priorities And Results – 2012 Overview 09 March 2012 Securities Law360 In his overview of the Financial Industry Regulatory Authority’s (FINRA) annual examination priorities letter, Partner Richard Wallace said FINRA’s statement provides...
Assessing SEC Power In Administrative Proceedings 24 March 2011 Securities Law360 Foley Partner Kenneth Winer and Associate Laura Kwaterski authored an article that appeared in Securities Law360 on March 24, 2011 titled "Assessing SEC Power In...
Auction Rate Securities Litigation: From Multi-Billion Dollar Regulatory Settlements to Dismissals of Private Actions 20 September 2010 Bloomberg's Securities Law Report Foley Partner Barry Mandel and Associates Jonathan Friedman and Alicia Pitts authored an article that appeared in the September 2010 issue of Bloomberg's Securities...
Audit Committee Evolving Trends 11 February 2009 White Paper On February 11, 2009, Foley & Lardner LLP presented “Audit Committee Evolving Trends” as part of its National Directors Institute — Web Conference Series. The...
Board and Management Succession Planning 25 March 2009 White Paper On March 25, 2009, Foley & Lardner LLP presented “Board and Management Succession Planning” as part of its National Directors Institute — 2009 Web Conference...
Bringing Sustainability to the Bottom Line 01 April 2009 White Paper On April 4, 2009, Foley & Lardner LLP presented “Bringing Sustainability to the Bottom Line” as part of its National Directors Institute — 2009 Web Conference...