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The Consumer Financial Protection Bureau Targets Mortgage Advertising in Its Continuing Enforcement Efforts 27 November 2012 The CFSL Bulletin Just on the heels of announcing settlements of enforcement actions against several credit card companies, the Consumer Financial Protection Bureau (the “Bureau”)... Regulatory: Reviewing the Dodd-Frank Whistleblower Prgram's 2011 Annual Report 28 December 2011 InsideCounsel Foley Partner Lisa Noller authored an article that appeared in InsideCounsel on December 28, 2011 titled "Regulatory: Reviewing the Dodd-Frank Whistleblower Program’s... SEC Final Rule on Individual Accredited Investor "Net Worth" Criteria 27 December 2011 Legal News Alert: Transactional & Securities On December 21, 2011, the SEC finalized its amendments to the individual accredited investor net worth standards under Regulation D of the Securities Act of 1933.... A Compilation of Enforcement and Non-Enforcement Actions 28 November 2011 Legal News: Investment Management Update Non-Enforcement Matters SEC Adopts Final Rule on Private Fund Reporting Requirements On October 26, 2011, the SEC approved a final rule that requires SEC... Say on Pay Report From the 2011 Proxy Season 17 October 2011 Legal News Alert: Transactional & Securities When the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) became law in 2010, it included a requirement that most publicly traded companies... Insurance Industry Developments for Fall 2011 29 August 2011 Legal News: Insurance Additional States Enact NAIC Model Qualified Financial Contracts Law By Andrew Oberdeck Several states have recently added provisions to their insurance rehabilitation... CFTC Whistleblower Rules Finalized 25 August 2011 Legal News: Securities Enforcement & Litigation The CFTC was given expanded powers to financially reward whistleblowers through the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). Pursuant... When a Nonbinding Vote Binds: The Perils of Ignoring a "No" Vote on Executive Compensation 25 July 2011 Legal News: Securities Enforcement & Litigation Among its myriad provisions, the Dodd-Frank Wall Street Reform and Consumer Protection Act created Section 14A of the Securities Exchange Act of 1934. This new section... CFTC Order and Staff No-Action Letter Regarding Dodd-Frank Effectiveness for Swap Regulation 18 July 2011 Legal News: Financial Reform On July 14, 2011, the Commodity Futures Trading Commission (“CFTC” or “Commission”) issued a Final Order on Effective Date for Swap Regulation (“CFTC Order”) that... 123next Related 1 2 3
Regulatory: Part 1 — Unraveling UDAAP in the Consumer Financial Services Industry 20 February 2013 InsideCounsel Partner Martin Bishop authored an article that appeared in InsideCounsel on February 20, 2013 titled “Regulatory: Part 1—Unraveling UDAAP in the consumer financial...
The Consumer Financial Protection Bureau Targets Mortgage Advertising in Its Continuing Enforcement Efforts 27 November 2012 The CFSL Bulletin Just on the heels of announcing settlements of enforcement actions against several credit card companies, the Consumer Financial Protection Bureau (the “Bureau”)...
Regulatory: Reviewing the Dodd-Frank Whistleblower Prgram's 2011 Annual Report 28 December 2011 InsideCounsel Foley Partner Lisa Noller authored an article that appeared in InsideCounsel on December 28, 2011 titled "Regulatory: Reviewing the Dodd-Frank Whistleblower Program’s...
SEC Final Rule on Individual Accredited Investor "Net Worth" Criteria 27 December 2011 Legal News Alert: Transactional & Securities On December 21, 2011, the SEC finalized its amendments to the individual accredited investor net worth standards under Regulation D of the Securities Act of 1933....
A Compilation of Enforcement and Non-Enforcement Actions 28 November 2011 Legal News: Investment Management Update Non-Enforcement Matters SEC Adopts Final Rule on Private Fund Reporting Requirements On October 26, 2011, the SEC approved a final rule that requires SEC...
Say on Pay Report From the 2011 Proxy Season 17 October 2011 Legal News Alert: Transactional & Securities When the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) became law in 2010, it included a requirement that most publicly traded companies...
Insurance Industry Developments for Fall 2011 29 August 2011 Legal News: Insurance Additional States Enact NAIC Model Qualified Financial Contracts Law By Andrew Oberdeck Several states have recently added provisions to their insurance rehabilitation...
CFTC Whistleblower Rules Finalized 25 August 2011 Legal News: Securities Enforcement & Litigation The CFTC was given expanded powers to financially reward whistleblowers through the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). Pursuant...
When a Nonbinding Vote Binds: The Perils of Ignoring a "No" Vote on Executive Compensation 25 July 2011 Legal News: Securities Enforcement & Litigation Among its myriad provisions, the Dodd-Frank Wall Street Reform and Consumer Protection Act created Section 14A of the Securities Exchange Act of 1934. This new section...
CFTC Order and Staff No-Action Letter Regarding Dodd-Frank Effectiveness for Swap Regulation 18 July 2011 Legal News: Financial Reform On July 14, 2011, the Commodity Futures Trading Commission (“CFTC” or “Commission”) issued a Final Order on Effective Date for Swap Regulation (“CFTC Order”) that...