The event is targeted to broker dealers, investment advisors, hedge funds, PE, financial planners, bankers, securities attorneys, consultants and investment managers. The Broker/Dealer, Investment Advisers Compliance Officers LinkedIn Group is one of the largest non-profit social media networks for compliance and legal professionals online. The group consists primarily of securities attorneys and compliance officers from broker/dealer FINRA member firms as well as SEC registered and non-registered investment advisers. The member base also includes consulting professionals who specialize in compliance, legal, and regulatory IT vendor services as well as current and former regulators.
General registration is $100 but use promotional code “Foley2013BDIA” to register for free as a guest of Foley & Lardner LLP. Space is limited so register today to reserve your place.