Counsel and Compliance: Leveraging the Relationship

Location

Web Conference

Contact Information

Agenda

11:00 a.m. Central

Both the general counsel and the chief compliance officer perform crucial and related compliance responsibilities. But, they also have roles that can result in potentially conflicting professional obligations. This web conference steps up to the plate with a game plan for players in both positions to help them best evaluate and leverage this critical relationship.

Please join Foley attorneys and “team coaches” Joseph D. Edmondson Jr., Mark S. Mandel, and Jonathan H. Friedman for the second in this series of web conferences that will address a variety of securities enforcement topics, including:

Attorneys as CCOs: the pros and cons
Advice versus supervision
Enforcement actions against CCOs
Control over regulatory investigations and responses
The role for the attorney as part of the compliance team
The role for compliance as part of the legal team

Should you have additional questions, please contact Brook Radford at bradford@foley.com.

Foley & Lardner LLP will apply for CLE credit after the program, wherever applicable. Foley & Lardner LLP certifies that this activity has been approved for California MCLE credits by the State Bar of California in the amount of one General credit. Foley & Lardner LLP is a State Bar of California MCLE approved provider. Please note that participants must log in to the web portion on the date of the event and answer the CLE polling question; credit may not be obtained by viewing and/or listening to a program recording after the event.

Presentation