Jeske Quoted on Investment Broker Misconduct, FINRA Regulations

Partner Dean Jeske was quoted in a Reuters article, “Wall Street’s Self-Regulator Blocks Public Scrutiny of Firms with Tainted Brokers,” covering the likelihood of brokers being hired after being penalized at previous firms.

Jeske explained that brokers generally know which firms will hire them despite past sanctions. He said it’s hard to get a job at a top-tier investment or financial services firm “when you get a mark on your (record).”