Jeske Quoted on Investment Broker Misconduct, FINRA Regulations

24 July 2017 Reuters News
Partner Dean Jeske was quoted in a Reuters article, “Wall Street’s Self-Regulator Blocks Public Scrutiny of Firms with Tainted Brokers,” covering the likelihood of brokers being hired after being penalized at previous firms.

Jeske explained that brokers generally know which firms will hire them despite past sanctions. He said it’s hard to get a job at a top-tier investment or financial services firm “when you get a mark on your (record).”

Related Services


CMS Proposes Enhanced Scrutiny over Medicaid Supplemental Payments
20 November 2019
Health Care Law Today
The Purpose of a Corporation
November 2019
Legal News: Business Law
Should This Be a "Mobility" Industry Blog?
19 November 2019
Dashboard Insights
Data Processing Patent Eligibility: Federal Circuit Finds Claims Eligible in KPN v. Gemalto
19 November 2019
IP Litigation Current
PATH Summit 2019
18-20 December 2019
Arlington, VA
Madison CLE Days
18-19 December 2019
Madison, WI
MedTech Impact Expo & Conference
13-15 December 2019
Las Vegas, NV
HFMA MA-RI Annual Compliance Update
12 December 2019
Boston, MA