Securities Fraud Defense

We have advised and represented our clients in the full range of securities and stakeholder proceedings, including class actions and derivative suits; internal board and committee investigations; statuary actions, including appraisal and books and records proceedings; proxy contests; and SEC and FINRA investigations. 

Additionally, we advise and represent clients at the various stages of SEC matters, including informal inquiries, formal investigations, settlement negotiations, administrative law judge hearings, and federal court litigation. We regularly defend against claims under the federal securities statutes, including Section 11 of the Securities Act of 1933, as well as state law claims.