Securities Fraud Defense

Our attorneys offer a wide range of securities-related defense services to major corporations, corporate executives, auditors, law firms, attorneys, securities firms, portfolio managers, and individual investors accused of insider trading. We have represented clients in the defense of investigations of alleged securities violations involving accounting, financial fraud, and “cooked book” cases; brokerage firm trading practices; brokerage firm underwriting practices; insider trading; manipulation; investment advisor activities; securities offerings; activities over the Internet; the FCPA; and Municipal Securities Rulemaking Board (MSRB) Rules G-37 and G-38.

In addition, we have defended clients in individual damage actions and class actions relating to federal and state securities laws, and have assisted in conducting federal securities-law-related internal investigations.