The regulatory environment for public companies and market participants continues to be challenging and marked by increased scrutiny by the SEC and other law enforcement agencies. This session explored the current environment and what it portends for the future. The discussion included:
- The increase in parallel civil and criminal investigations and proceedings
- Trends in SEC enforcement proceedings and outcomes
- SEC and DOJ pronouncements during the past year on cooperation and penalties
- Strategic considerations in handling SEC Investigations
Presenters included: Elizabeth P. Gray, Foley & Lardner LLP; Seth L. Levine, Foley & Lardner LLP; and Pamela Parizek, KPMG.
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05 December 2024
Events
Relationships and Raising: How Female & Non-Binary Founders Can Leverage Networks for Fundraising
03 December 2024
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Supply Chain Integrity: Essential Insights for Multinational Automotive Companies
The U.S. government has increasingly emphasized the importance of supply chain integrity, particularly in relation to eliminating forced labor.
02 December 2024
Labor & Employment Law Perspectives
Department of Labor Clarifies Family and Medical Leave Act Leave Includes Treatment in Clinical Trials
As our readers are aware, eligible employees may take leave under the Family and Medical Leave Act for the treatment of a serious health condition.