Top 10 SEC Enforcement Developments of 2006

This article highlights significant developments during 2006 in the enforcement program of the U.S. Securities and Exchange Commission. Developments were selected because they may signal future trends or establish new legal standards.

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Reproduced with permission from Securities Regulation & Law Report, Vol. 38, No. 10. (April 9, 2007). Copyright 2007 by The Bureau of National Affairs, Inc. (800-372-1033) <http://www.bna.com>