State Securities Enforcement — Focus, Impact, and Priorities

Please join Foley attorneys Joseph D. Edmondson, Terry D. Nelson, and Joe Jacquot, along with guest speaker Philip A. Feigin, partner at Lewis Roca Rothgerber LLP, for a web conference that covers state securities enforcement topics such as:

• A brief history of state securities enforcement


• Sources of enforcement authority and possible sanctions


• Differences between states


• Description of investigation/enforcement process from beginning to end


• Resist or settle


• Multi-state investigations and joint investigations with other state and federal authorities


• Recent trends in enforcement actions


• State attorney general participation and process

There is no cost to participate in this program, but advance registration is required. For more information, please contact Brook Radford at [email protected].

Foley & Lardner LLP will apply for CLE credit after the program, wherever applicable. Foley & Lardner LLP certifies that this activity has been approved for California MCLE credits by the State Bar of California in the amount of 1.0 General credit hour. Foley & Lardner LLP is a State Bar of California MCLE approved provider. Please note that participants must log in to the web portion on the date of the event and answer the CLE polling question; credit may not be obtained by viewing and/or listening to a program recording after the event.

本プログラムは経験豊富な弁護士のみが対象です。弁護士登録後2年以内の者は、非伝統的な形式のコース修了による継続法律教育（CLE）単位の取得資格がありません。