2025年法律・コンプライアンス部門会議

Connect with legal & compliance professionals in the cleared derivatives industry at L&C 2025, taking place 23-25 April. The Law & Compliance Division Conference examines the legal, regulatory, and enforcement developments impacting your business and offers practical compliance tips and strategies for the industry. Learn from the experts and position your business for success.

This year’s program will feature sessions on:  

• The U.S. presidential transition and what it means for the CFTC, SEC, and financial services regulation
• Industry efforts to implement the SEC’s Treasury clearing mandate
• CFTC, SEC, and DOJ enforcement trends
• Technology’s impact on new clearing and market structures
• Crypto policy and regulation
• Compliance best practices
• Primers on the key issues that are shaping the industry

Ellen Wheeler joins other speakers for the session, “Enforcement Trends: What to Expect in the New Administration” on April 23, 2025. Thursday’s line-up includes Kathryn Trkla on the panel for “Commodity Exchange Act Primer.” Finally, on April 25, 2025, Jim Lundy will add his voice to the session, “Corporate Monitorships and Independent Third-Party Reviews,” while Nicholas Wendland discusses ethical issues from the perspective of attorneys on the panel, “Ethics: Investigation Case Study.”