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Insights by Marc Dorfman

Marc B. Dorfman is a retired partner with Foley & Lardner LLP. He was a member of the Securities, Enforcement & Litigation and Appellate Practices. Mr. Dorfman’s practice focused on the defense of SEC and FINRA investigations and regulatory enforcement proceedings, including administrative proceedings and proceedings in federal district court. Mr. Dorfman also litigated complex commercial matters, including securities class and derivative and civil “RICO” actions. He also represented parties in securities industry arbitrations and appeared as an expert witness in securities regulation matters.