Counsel and Compliance: Leveraging the Relationship

Please join Foley attorneys and “team coaches” Joseph D. Edmondson Jr., Mark S. Mandel, and Jonathan H. Friedman for the second in this series of web conferences that will address a variety of securities enforcement topics, including:

• Attorneys as CCOs: the pros and cons


• Advice versus supervision


• Enforcement actions against CCOs


• Control over regulatory investigations and responses


• The role for the attorney as part of the compliance team


• The role for compliance as part of the legal team

Should you have additional questions, please contact Brook Radford at [email protected].

Foley & Lardner LLP will apply for CLE credit after the program, wherever applicable. Foley & Lardner LLP certifies that this activity has been approved for California MCLE credits by the State Bar of California in the amount of one General credit. Foley & Lardner LLP is a State Bar of California MCLE approved provider. Please note that participants must log in to the web portion on the date of the event and answer the CLE polling question; credit may not be obtained by viewing and/or listening to a program recording after the event.