Brian Lucareli, directeur van Foley Private Client Services (PCS) en medevoorzitter van Foley's Family Offices-groep, gaat in gesprek met Bryan House, partner en lid van onze Securities Enforcement & Litigation-groep, voor een interview van 10 minuten over de handhaving door de SEC voor family offices. Tijdens het interview legt Bryan uit wie onder de Investment Advisers Act valt en geeft hij een praktijkvoorbeeld van een family office waarbij de SEC betrokken was.
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