Ten Minute Interview: SEC Enforcement for Family Offices

Brian Lucareli, director of Foley Private Client Services (PCS) and co-chair of Foley’s Family Offices group, sits down with Bryan House, partner and member of our Securities Enforcement & Litigation group, for a 10-minute interview to discuss SEC enforcement for family offices. During the interview, Bryan explained who is subject to the Investment Advisers Act, and provided a real-life example of the SEC getting involved with a family office.