Margaret Nelson kopfoto.

Margaret Gembala Nelson

Partner

Margaret Gembala Nelson

Partner

Partner Margaret Gembala Nelson is nationaal voorzitter van de Securities Enforcement & Litigation Practice Group van Foley & Lardner LLP. Ze vertegenwoordigt accountantskantoren, financiële dienstverleners, bedrijven en hun professionals in zaken met betrekking tot de aansprakelijkheid van accountants, onderzoeken en controles door overheidsinstanties, en complexe effecten- en zakelijke geschillen.

Margaret has more than 20 years of experience as a regulatory and litigation lawyer focusing on complex securities, accounting, compliance, and commercial matters.

Prior to joining Foley, Margaret spent over five years as assistant general counsel for a large accounting firm where she oversaw all of the firm’s regulatory matters and much of its litigation across all business lines. In this role, she regularly interacted with the SEC, PCAOB, Department of Justice, CFTC, FDIC, Department of Labor, FINRA and various state agencies in connection with regulatory inquiries, investigations, and actions. Additionally, she routinely advised the firm on compliance, risk management, and inspection issues, gaining significant insight into the legal issues confronting the accounting industry.

Also before coming to Foley, Margaret worked at the SEC’s Chicago Regional Office for nine years as senior counsel. While there, she spearheaded numerous high-profile investigations and litigation involving a wide array of securities issues, including financial fraud, offering fraud, registration violations, broker-dealer misconduct, advisory conflicts of interest and insider trading, and often coordinated parallel investigations with other federal and state agencies, including the Department of Justice, Department of Labor, FINRA and the New York State Attorney General’s Office. Margaret was also a member of the Asset Management Unit, a national specialized unit within the SEC’s Enforcement Division that focuses on issues relating to investment advisers, investment companies and private funds.

Following law school, Margaret served as a judicial clerk to the Honorable Jerome Turner of the U.S. District Court, Western District of Tennessee. She also worked for a leading Chicago law firm focusing on complex commercial and securities litigation.

Prijzen en erkenning

Margaret has earned multiple awards during her time with the SEC, including the Chairman’s Award for Excellence and several Division of Enforcement Director’s Awards and Special Act Awards. She was listed among the Securities Docket’s: “Enforcement Elite” for 2024.

Affiliaties

  • Member, Association of SEC Alumni (ASECA)
  • Western Golf Association/Evans Scholars Foundation
    • Director
    • Diversity, Equity & Inclusion Committee Member
    • Audit Committee Member
    • Former Evans Scholarship Recipient

Presentaties en publicaties

  • Co-author, “Expert networks, alternative data and managing risks of material non-public information,” Journal of Financial Compliance, Volume 7, Number 2 (December 2023)
  • Quoted, “Loose Practices and Imprecise Recordkeeping Prompt SEC Scrutiny, Even When Investors Are Unharmed,” Private Equity Law Report (November 16, 2023)
  • Co-chairing, “Basics of Accounting for Lawyers 2019,” Practicing Law Institute (May 2019)
  • Speaker, “Accountants’ Liability 2019: Strategies for the Profession in an Era of Heightened Enforcement,” American Law Institute Continuing Legal Education Course (October 2019)
  • Speaker, “Accountants’ Liability 2018: The Profession in an Uncertain World”, American Law Institute Continuing Education Course (October 2018)
November 4, 2025 Honors and Awards

Foley-advocaten erkend als elite in 2025 handhaving

De partners Thomas Krysa, James Lundy, Margaret Gembala Nelson en Jose Sanchez van Foley & Lardner LLP zijn door Securities Docket uitgeroepen tot de 2025 Enforcement Elite.
Een persoon in pak houdt een stapel documenten vast en bekijkt ze, met de focus op zijn hand en de papieren - een weerspiegeling van de nauwgezette aandacht die advocaten in Chicago besteden aan intellectueel eigendomsrecht.
29 oktober 2025 Perspectieven op arbeidsrecht

Sixth Circuit beschermt materiaal van intern onderzoek tegen openbaarmaking in civiele procedure

Op 3 oktober 2025 wees het Sixth Circuit het mandamusverzoek toe en vernietigde het vonnis van de arrondissementsrechtbank, omdat het oordeelde dat de lagere rechtbank een duidelijke fout had begaan door het besluit van een speciale meester over te nemen waarin de productie werd bevolen van materiaal dat duidelijk beschermd was.
24 juli 2025 In het nieuws

Margaret Nelson beoordeelt SEC-handhavingsfilosofie

Margaret Gembala Nelson, partner bij Foley & Lardner LLP, gaf commentaar in het artikel in Private Equity Law Report, "SEC Enforcement Action Raises Potential Materiality Threshold for Conflicts of Interest", waarin ze inzicht gaf in de handhavingsfilosofie bij de U.S. Securities and Exchange Commission.
20 mei 2025 Foley uitzichtpunten

First Circuit's Reversal Summary Judgment verduidelijkt materialiteitsnorm voor adviesconflicten

Een recente uitspraak kan de lat hoger leggen voor de Securities and Exchange Commission (SEC) bij het aanklagen van geregistreerde beleggingsadviseurs voor...
7 februari 2024 Deals en winsten

Foley vertegenwoordigt Baker Tilly in verband met strategische investering geleid door Hellman & Friedman

Foley & Lardner LLP vertegenwoordigde Baker Tilly, een toonaangevend adviesbureau op het gebied van financiële administratie, in verband met de strategische investering van de private equity-ondernemingen Hellman & Friedman en Valeas Capital Partners.
Glazen gevel van een modern overheidsgebouw dat lijkt op toonaangevende advocatenkantoren, met drie vlaggenmasten met de Amerikaanse vlag en twee andere vlaggen ervoor.
December 22, 2022 Newsletters

Dual-Hatted CEO and CCO Named Individually in SEC Settlement for Compliance Violations

On December 5, 2022, the SEC filed a settled action against investment advisory firm Two Point Capital Management Inc. and its chief executive officer, who also served as the Firm’s chief compliance officer until February 2021.