Fotografia de Margaret Nelson.

Margaret Gembala Nelson

Parceiro

Margaret Gembala Nelson

Parceiro

A sócia Margaret Gembala Nelson é presidente nacional do Grupo de Prática de Execução e Contencioso de Valores Mobiliários da Foley & Lardner LLP. Ela representa empresas de contabilidade, entidades de serviços financeiros, corporações e seus profissionais em questões de responsabilidade de auditores, investigações e exames de execução governamental e litígios complexos de valores mobiliários e negócios.

Margaret has more than 20 years of experience as a regulatory and litigation lawyer focusing on complex securities, accounting, compliance, and commercial matters.

Prior to joining Foley, Margaret spent over five years as assistant general counsel for a large accounting firm where she oversaw all of the firm’s regulatory matters and much of its litigation across all business lines. In this role, she regularly interacted with the SEC, PCAOB, Department of Justice, CFTC, FDIC, Department of Labor, FINRA and various state agencies in connection with regulatory inquiries, investigations, and actions. Additionally, she routinely advised the firm on compliance, risk management, and inspection issues, gaining significant insight into the legal issues confronting the accounting industry.

Also before coming to Foley, Margaret worked at the SEC’s Chicago Regional Office for nine years as senior counsel. While there, she spearheaded numerous high-profile investigations and litigation involving a wide array of securities issues, including financial fraud, offering fraud, registration violations, broker-dealer misconduct, advisory conflicts of interest and insider trading, and often coordinated parallel investigations with other federal and state agencies, including the Department of Justice, Department of Labor, FINRA and the New York State Attorney General’s Office. Margaret was also a member of the Asset Management Unit, a national specialized unit within the SEC’s Enforcement Division that focuses on issues relating to investment advisers, investment companies and private funds.

Following law school, Margaret served as a judicial clerk to the Honorable Jerome Turner of the U.S. District Court, Western District of Tennessee. She also worked for a leading Chicago law firm focusing on complex commercial and securities litigation.

Prémios e reconhecimentos

Margaret has earned multiple awards during her time with the SEC, including the Chairman’s Award for Excellence and several Division of Enforcement Director’s Awards and Special Act Awards. She was listed among the Securities Docket’s: “Enforcement Elite” for 2024.

Filiações

  • Member, Association of SEC Alumni (ASECA)
  • Western Golf Association/Evans Scholars Foundation
    • Director
    • Diversity, Equity & Inclusion Committee Member
    • Audit Committee Member
    • Former Evans Scholarship Recipient

Apresentações e publicações

  • Coautor, "Expert networks, alternative data and managing risks of material non-public information", Journal of Financial Compliance, Volume 7, Número 2 (dezembro de 2023)
  • Quoted, “Loose Practices and Imprecise Recordkeeping Prompt SEC Scrutiny, Even When Investors Are Unharmed,” Private Equity Law Report (November 16, 2023)
  • Co-chairing, “Basics of Accounting for Lawyers 2019,” Practicing Law Institute (May 2019)
  • Speaker, “Accountants’ Liability 2019: Strategies for the Profession in an Era of Heightened Enforcement,” American Law Institute Continuing Legal Education Course (October 2019)
  • Speaker, “Accountants’ Liability 2018: The Profession in an Uncertain World”, American Law Institute Continuing Education Course (October 2018)
4 de novembro de 2025 Distinções e prémios

Advogados da Foley reconhecidos como Elites da Aplicação da Lei de 2025

Os sócios da Foley & Lardner LLP, Thomas Krysa, James Lundy, Margaret Gembala Nelson e Jose Sanchez, foram nomeados para a lista 2025 Enforcement Elite pela Securities Docket.
Uma pessoa de fato segura e revê uma pilha de documentos, concentrando-se na sua mão e nos papéis - reflectindo a atenção meticulosa que os advogados de Chicago dedicam à lei da propriedade intelectual.
29 de outubro de 2025 Perspectivas do Direito do Trabalho e do Emprego

O Sexto Circuito protege os materiais de investigação interna da divulgação em acções cíveis

Em 3 de outubro de 2025, o Sexto Circuito concedeu a petição de mandamus e anulou a ordem do Tribunal Distrital, determinando que o tribunal inferior tinha cometido um erro claro ao adotar a decisão de um mestre especial que ordenava a produção de materiais que estavam claramente protegidos.
24 de julho de 2025 Nas notícias

Margaret Nelson avalia a filosofia de aplicação da SEC

Margaret Gembala Nelson, sócia da Foley & Lardner LLP, comentou no artigo do Private Equity Law Report, "SEC Enforcement Action Raises Potential Materiality Threshold for Conflicts of Interest", partilhando uma visão sobre a filosofia de aplicação da Comissão de Valores Mobiliários dos EUA.
20 de maio de 2025 Pontos de vista de Foley

A reversão do julgamento sumário pelo Primeiro Circuito esclarece a norma de materialidade para conflitos de consultoria

Uma decisão recente pode elevar a fasquia para a Comissão de Títulos e Câmbio (SEC) na cobrança de taxas aos consultores de investimento registados...
7 de fevereiro de 2024 Negócios e ganhos

Foley representa a Baker Tilly no âmbito do seu investimento estratégico liderado pela Hellman & Friedman

Foley & Lardner LLP representou Baker Tilly, uma empresa líder em consultoria de CPA, em conexão com seu investimento estratégico das empresas de private equity Hellman & Friedman e Valeas Capital Partners.
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December 22, 2022 Newsletters

Dual-Hatted CEO and CCO Named Individually in SEC Settlement for Compliance Violations

On December 5, 2022, the SEC filed a settled action against investment advisory firm Two Point Capital Management Inc. and its chief executive officer, who also served as the Firm’s chief compliance officer until February 2021.