Terry D. Nelson é sócio aposentado da Foley & Lardner LLP. A sua prática principal incluía organização de fundos de cobertura e conformidade operacional, outras ofertas de fundos privados, registo e questões de conformidade de corretores e consultores de investimento, e questões de litígio/execução envolvendo leis e regulamentos estaduais e federais de valores mobiliários. Terry era membro das práticas de Valores Mobiliários, Regulamentação de Mercadorias e Bolsas, Capital Privado e de Risco, e Transações e Valores Mobiliários da empresa.
In relation to Terry’s hedge and other private fund practice, he represented clients in all aspects of the organization, funding, and operations of U.S. domestic and non-U.S. funds. As part of this work, he worked with fund sponsors, advisers, distributors, investors, custodians, administrators, prime brokers and other private fund service providers.
Prior to joining Foley, Terry served as chief examiner of the Colorado Securities Division and as licensing and regulation examiner with the Office of the Wisconsin Commissioner of Securities.
Filiações
Terry currently serves as the Wisconsin liaison for the American Bar Association‘s Committee on State Regulation of Securities. His professional activities include past memberships on the Qualifications Committee of the National Association of Securities Dealers, Inc. (now “FINRA”) and the Broker-Dealer Examination and Uniform Securities Act Revision Committees of the North American Securities Administrators Association, Inc.
He is a member of the American Bar Association and the Dane County Bar Association.
Participação na comunidade
Terry serves as the pro bono counsel and president of the advisory council for the South Central Wisconsin Affiliate of Susan G. Komen For the Cure.
Apresentações e publicações
- Securities, Mergers and Acquisitions, Wisconsin State Bar Association
- Securities Enforcement: Counseling and Defense, Winer & Winer
- Editor of the Foley & Lardner monthly Investment Management Newsletter