スティーブン・ロックハートは、商業訴訟実務において20年近い経験を持ち、特に重大な利害が絡む紛争を専門としています。その訴訟経験には、破産反対訴訟、詐害行為訴訟、契約紛争、受託者義務違反訴訟、営業秘密・知的財産権紛争、コーポレートガバナンス・支配権紛争、従業員横領・詐欺訴訟、買収後エーンアウト紛争、石油・ガス紛争、事業詐欺・不法行為訴訟などが含まれます。 2018年5月から2023年4月まで、同法律事務所ダラス支所の訴訟部門責任者を務めた。
Steven also has extensive experience representing financial institutions in a variety of disputes including bank fraud, Ponzi schemes, and regulatory investigations, in local, state, and federal venues. Working with traditional banks, as well as non-traditional lending institutions, Steven assists clients in the development of internal policies, procedures, and controls, advises on risk management issues, assists with bank regulatory compliance, and leads a team that handles litigation, arbitration, and bankruptcy proceedings.
His financial institution regulatory experience includes a variety of matters and investigations involving local municipalities, state governing bodies, and federal agencies, such as the Texas Office of the Consumer Credit Commissioner, the U.S. Department of Justice (DOJ), the U.S. Department of Housing and Urban Development (HUD), the Special Inspector General for the Troubled Asset Relief Program (SIGTARP), and the Consumer Financial Protection Bureau (CFPB).
Although a trial lawyer, Steven is preemptive in working with clients to avoid problems and, because he has a deep understanding of their businesses, industry, and changes in the regulatory environment, he is a sought-after advisor to senior executives and the legal department. He is known for designing financially smart, common sense business solutions that are tailored to his clients’ issues and objectives.
代表的な経験
- Obtained US $13m jury verdict in favor of Park Place Motorcars Ltd. and Park Place RB Ltd in fraud, theft, and fiduciary breach case against former independent contractor.
- CARBO Ceramics Inc. and its subsidiaries: Represented the Official Committee of Unsecured Creditors in the bankruptcy cases of this sand mining and proppant manufacturing company and its subsidiaries. After a significant valuation dispute, a settlement resulting in an agreed confirmed plan was negotiated. “The committee played a very valuable role in this case. I think it should give everyone confidence in the system that we had a committee that came in, I think under difficult circumstances, with a Debtor that is really on its back, and fought very hard and received substantial benefits for it constituency.” – J. Isgur, Transcript of Conf.Hrg. [Doc. 543, p.33].
- Obtained death penalty sanctions award in excess of US $485,000.00 for defendants’ discovery abuse and successfully defended against mandamus relief seeking to vacate sanctions order
- In fraudulent transfer case against purportedly divorced couple and their wholly controlled entities and trusts, following successful effort to obtain partial summary judgment declaring partition agreements relating to marital property division void ab initio, case favorably settled.
- Obtained injunction prohibiting former president of multi-level marketing company from engaging in competing business.
- 数百万ドル規模の著作権侵害及び営業秘密に関する仲裁事件において、識字プログラムの出版社を弁護。2週間にわたる仲裁手続きを経て、有利な条件で和解成立。
- マルチ商法競合企業間の紛争において、営業秘密不正流用及びその他の事業上の不法行為に関する請求を防御。フォリーが控訴裁判所で仮処分命令を強制執行命令により覆した後、有利な条件で和解成立。
- Defended four separate lawsuits filed by multilevel marketing company against former independent contractor alleging unfair competition and other business tort claims.
- Represented seller in post-acquisition earn out dispute, resulting in favorable settlement of over US $6m.
- Represented seller in post-acquisition earn out dispute, resulting in favorable settlement of over US $4m.
控訴審判決
- Greg Duncan, Freewood Group, LLC and McGray Group, LLC v. Park Place Motorcars Ltd. d/b/a Park Place Motorcars Dallas, and Park Place RB Ltd d/b/a Premier Collection, Bentley Dallas, Rolls-Royce Motor Cars Dallas, et al, No. 05-19-00032-CV (Court of Appeals, Fifth District of Texas at Dallas).
- In re: Gregory D. Duncan, No. 05-18-00674-CV (Court of Appeals, Fifth District of Texas at Dallas).
- Kenneth A. Everhard v. PlainsCapital Bank, No. 13-18-00036-CV (Court of Appeals, Thirteenth District of Texas at Edinburg, Texas).
- In re: Elevacity LLC and Robert Oblon, No. 05-18-00135-CV (Court of Appeals, Fifth District of Texas at Dallas).
- Jack J. Grynberg, et al. v. Miriam Z. Grynberg, et al.; No. 05-16-00636-CV (Court of Appeals, Fifth District of Texas at Dallas).
受賞歴と表彰
- Recognized, Texas Rising Star by Super Lawyers, a Thomson Reuters business, as published in Texas Super Lawyers Magazine
- Business Litigation (2009, 2011)
所属
- テキサス州弁護士会会員
- Member, American Bar Association (ABA)
- Member, Dallas Association of Young Lawyers (DAYL)
地域活動
- Volunteer, United Way
- ボランティア、ダラス地域ハビタット・フォー・ヒューマニティ
- Member, Texas Tech Alumni Association
- Member, Red Raider Club
発表と出版物
- Co-author, “Business Considerations of Force Majeure: Unintended Consequences,” Foley’s Coronavirus Resource Center (April 21, 2020).
確固たる指導力
- Dallas Litigation Chair (2018-April 2023)
- Foley Federal Political Action Committee (2021-present)
- Special Advisory Committee: Disruptive Forces (2020)
- Carl Hitchner Mentor of the Year Award (2019)
- ダラス訴訟委員長（2017-2018）
- 弁護士委員会共同議長（2014-2016）
- 管理委員会
フォーリー法律事務所チーム、破産事件における裁判勝利で「今週の訴訟弁護士」に選出される
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Generative AI Use in Litigation - Caveat Emptor
不可抗力に関するビジネス上の考慮事項：予期せぬ結果
