本次讨论将涵盖以下内容:修订后规则下应采用的"核查"流程;针对506条款发行实施"不良行为者"条款的执行情况;各州证券监管机构对修订规则应用的可能反应;以及《就业法案》框架下美国证券法其他拟议修订的进展报告。
与会嘉宾包括:
- 帕特里夏·D·斯特拉克,威斯康星州金融机构部证券司司长
- 克里斯托弗·C·凯恩,合伙人,富乐律师事务所
- 彼得·D·费策,合伙人,福里尔·拉德纳律师事务所
- 特里·D·尼尔森,合伙人,富乐律师事务所
参与本项目无需费用,但需提前注册。我们期待您的加入。如需更多信息,请联系Jennifer Bartz,邮箱:[email protected]。
十余年来,福里律师事务所的国家董事学院始终是企业领袖探索公司财务与治理领域最新动态的首选平台。当您应对日益严苛的政府监管与改革带来的法律风险时,国家董事学院全年推出的互动课程系列及实时电子通讯将助您精准把握方向。
福里与拉德纳律师事务所将在活动结束后申请继续法律教育学分(CLE),适用地区均可申请。本事务所特此声明:本次活动已获加州律师协会批准,可计入加州律师继续教育学分(MCLE)1个通用学分。福里与拉德纳律师事务所为加州律师协会MCLE认证提供方。 请注意:参与者必须在活动当日同时登录电话会议及Adobe Connect平台;活动结束后仅观看或收听录播内容将无法获得学分。
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