Fotografía de Margaret Nelson.

Margaret Gembala Nelson

Socio

Margaret Gembala Nelson

Socio

La socia Margaret Gembala Nelson es la presidenta nacional del Grupo de Práctica de Litigios y Cumplimiento de Normativas sobre Valores de Foley & Lardner LLP. Representa a empresas de contabilidad, entidades de servicios financieros, corporaciones y sus profesionales en asuntos relacionados con la responsabilidad de los auditores, investigaciones y exámenes de cumplimiento normativo por parte del gobierno, y litigios complejos sobre valores y negocios.

Margaret has more than 20 years of experience as a regulatory and litigation lawyer focusing on complex securities, accounting, compliance, and commercial matters.

Prior to joining Foley, Margaret spent over five years as assistant general counsel for a large accounting firm where she oversaw all of the firm’s regulatory matters and much of its litigation across all business lines. In this role, she regularly interacted with the SEC, PCAOB, Department of Justice, CFTC, FDIC, Department of Labor, FINRA and various state agencies in connection with regulatory inquiries, investigations, and actions. Additionally, she routinely advised the firm on compliance, risk management, and inspection issues, gaining significant insight into the legal issues confronting the accounting industry.

Also before coming to Foley, Margaret worked at the SEC’s Chicago Regional Office for nine years as senior counsel. While there, she spearheaded numerous high-profile investigations and litigation involving a wide array of securities issues, including financial fraud, offering fraud, registration violations, broker-dealer misconduct, advisory conflicts of interest and insider trading, and often coordinated parallel investigations with other federal and state agencies, including the Department of Justice, Department of Labor, FINRA and the New York State Attorney General’s Office. Margaret was also a member of the Asset Management Unit, a national specialized unit within the SEC’s Enforcement Division that focuses on issues relating to investment advisers, investment companies and private funds.

Following law school, Margaret served as a judicial clerk to the Honorable Jerome Turner of the U.S. District Court, Western District of Tennessee. She also worked for a leading Chicago law firm focusing on complex commercial and securities litigation.

Premios y reconocimientos

Margaret has earned multiple awards during her time with the SEC, including the Chairman’s Award for Excellence and several Division of Enforcement Director’s Awards and Special Act Awards. She was listed among the Securities Docket’s: “Enforcement Elite” for 2024.

Afiliaciones

  • Member, Association of SEC Alumni (ASECA)
  • Western Golf Association/Evans Scholars Foundation
    • Director
    • Diversity, Equity & Inclusion Committee Member
    • Audit Committee Member
    • Former Evans Scholarship Recipient

Presentaciones y publicaciones

  • Coautor, "Expert networks, alternative data and managing risks of material non-public information", Journal of Financial Compliance, volumen 7, número 2 (diciembre de 2023).
  • Quoted, “Loose Practices and Imprecise Recordkeeping Prompt SEC Scrutiny, Even When Investors Are Unharmed,” Private Equity Law Report (November 16, 2023)
  • Co-chairing, “Basics of Accounting for Lawyers 2019,” Practicing Law Institute (May 2019)
  • Speaker, “Accountants’ Liability 2019: Strategies for the Profession in an Era of Heightened Enforcement,” American Law Institute Continuing Legal Education Course (October 2019)
  • Speaker, “Accountants’ Liability 2018: The Profession in an Uncertain World”, American Law Institute Continuing Education Course (October 2018)
4 de noviembre de 2025 Distinciones y premios

Abogados de Foley reconocidos como élites de la aplicación de 2025

Los socios de Foley & Lardner LLP Thomas Krysa, James Lundy, Margaret Gembala Nelson y José Sánchez han sido nombrados entre la élite de la aplicación de la ley 2025 por Securities Docket.
Una persona vestida con traje sostiene y revisa una pila de documentos, con el foco puesto en su mano y los papeles, lo que refleja la meticulosa atención que los abogados de Chicago prestan al derecho de propiedad intelectual.
October 29, 2025 Labor & Employment Law Perspectives

El Sexto Circuito protege los materiales de una investigación interna de su divulgación en un juicio civil.

On October 3, 2025, the Sixth Circuit granted that mandamus petition and vacated the District Court’s order, determining the lower court had committed clear error by adopting a special master’s decision ordering the production of materials that were clearly protected.
24 de julio de 2025 En las noticias

Margaret Nelson evalúa la filosofía de aplicación de la SEC

Margaret Gembala Nelson, socia de Foley & Lardner LLP, comentó en el artículo de Private Equity Law Report, "SEC Enforcement Action Raises Potential Materiality Threshold for Conflicts of Interest", compartiendo su visión sobre la filosofía de aplicación de la Comisión de Bolsa y Valores de Estados Unidos.
May 20, 2025 Foley Viewpoints

La revocación del fallo sumario por parte del Primer Circuito aclara el criterio de importancia relativa para los conflictos de asesoramiento

Una sentencia reciente podría elevar el listón para la Comisión de Bolsa y Valores (SEC) a la hora de acusar a los asesores de inversión registrados por...
7 de febrero de 2024 Acuerdos y victorias

Foley representa a Baker Tilly en relación con su inversión estratégica liderada por Hellman & Friedman

Foley & Lardner LLP representó a Baker Tilly, firma líder en asesoramiento de CPA, en relación con su inversión estratégica por parte de las firmas de capital riesgo Hellman & Friedman y Valeas Capital Partners.
Fachada acristalada de un moderno edificio gubernamental que se asemeja a los principales despachos de abogados, con tres astas que muestran la bandera estadounidense y otras dos delante.
December 22, 2022 Newsletters

Dual-Hatted CEO and CCO Named Individually in SEC Settlement for Compliance Violations

On December 5, 2022, the SEC filed a settled action against investment advisory firm Two Point Capital Management Inc. and its chief executive officer, who also served as the Firm’s chief compliance officer until February 2021.