Market Regulation Series: When Your Regulators Are Your Adversaries

Topics to be discussed include:

• Due Process: Even Regulators Must Comply
  • Moderator 
    Thomas P. Krebs, Partner, Securities Enforcement & Litigation Practice, Foley
  • Panelists 
    Patricia L. Levy, General Counsel, DRW Trading Group 
    Stephen P. Bedell, Partner, Securities Enforcement & Litigation Practice, Foley 
    David J. Barclay, General Counsel & Vice President, Equitec Group
• “Layering On” Issues: When Regulators Lay It on Too Thick
  • Moderator 
    Ellen Wheeler, Partner, Securities Enforcement & Litigation Practice, Foley
  • Panelists 
    Kathryn M. Trkla, Partner, Securities Enforcement & Litigation Practice, Foley 
    Melissa Andrews, General Counsel, R.J. O’Brien & Associates, LLC 
    Julie Dematteo, Managing Director, R.J. O’Brien & Associates, LLC
• Adversarial Minefields
  • Moderator 
    Thomas P. Krebs, Partner, Securities Enforcement & Litigation Practice, Foley & Lardner LLP
  • Panelists 
    Stephen P. Bedell, Partner, Securities Enforcement & Litigation Practice, Foley 
    Maureen C. Guilfoile, Managing Director and General Counsel, ABN AMRO Clearing Chicago LLC 
    Patricia Donahue, Chief Compliance Officer & Associate General Counsel, Rosenthal Collins

There is no cost to participate in this program, but pre-registration is required. Please contact John Vicars at jvicars@foley.com for more information.

Foley & Lardner LLP will apply for CLE credit after the program, wherever applicable. Foley & Lardner LLP certifies that this activity has been approved for California MCLE credits by the State Bar of California in the amount of three General credits. Foley & Lardner LLP is a State Bar of California MCLE approved provider. Please note that participants must be in attendance on the date of the event; credit may not be obtained by viewing and/or listening to a program recording after the event.