Back Events Preservation of Claims Post-Confirmation and Standing Issues Northern District of Texas Bench Bar Conference January 1, 1900 Share on LinkedInShare on TwitterPrintShare by EmailShare Back to top People Holland N. O'Neil [email protected] Dallas 214.999.4961 Related Insights View All Posts December 17, 2025 Foley Viewpoints SEC and FINRA Increase Oversight of Cross-Border Small-Cap Offerings Executive Summary In late 2025, the U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA)… December 17, 2025 Foley Viewpoints Amended Regulation S-P: Here to Stay and Being Examined in 2026 Last month, the U.S. Securities and Exchange Commission (SEC) Division of Examinations released its Fiscal Year 2026 “Examination… December 17, 2025 Foley Viewpoints It’s a Wonderful Hypo: What if the Bailey Bros. Building & Loan Was a SEC Registered Investment Adviser? In the 1946 film “It’s a Wonderful Life,” George Bailey is despondent after a series of mishaps — including his family member and…
