Foley & Lardner LLP 合伙人詹姆斯-伦迪(James Lundy)在Law360 的文章 "美国证券交易委员会是如何度过两次关门的"(Here's How The SEC Survived 2 Prior Shutdowns)中分享了他在美国证券交易委员会任职期间对该机构如何应对最近一次联邦政府关门的见解。
Lundy 曾在 2013 年联邦政府关门 16 天时任职于美国证券交易委员会,他说,虽然当时的经历 "令人震惊",但这次该机构的员工似乎为关门做了更充分的准备,员工主动与他联系,要求延长正在处理的客户事务的截止日期。
"Lundy 说:"工作人员肯定会有一个积极主动的计划,我认为这是以 2013 年和 2018 年停摆的经验教训为基础的。他补充说,尽管停摆,证交会的一些诉讼可能会继续进行,因为该机构的停摆计划预计会让一些执法律师保持活跃,以应对紧急情况和其他优先事项。
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