福里与拉德纳律师事务所律师威廉·麦考基在BoardiQ网站发表题为《激进投资者:行业团体对〈1940年法案〉解读"大错特错" 》的文章,对下月将提交美国最高法院审理的一起重大证券案件进行了评估。
最高法院受理了FS信贷机会公司诉萨巴资本主基金有限公司案的上诉许可申请,旨在解决各巡回法院对《1940年投资公司法》第47(b)条是否为股东创设了默示私人诉讼权这一问题的分歧。
麦考基表示,最高法院可能会特别考虑由法律学者和美国证券交易委员会前官员提交的联合法律意见书,但他同时指出,法庭之友意见书总体而言未必能"改变局势"。
麦考基补充道:"法院很可能会最重视法庭之友关于第47(b)条字面含义的论点,以及国会通过该条款时类似蓝天法的历史背景。"他所指的是旨在保护投资者免受证券欺诈的州级法规。
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