一位棕色长发的女士身着黑色西装外套和蓝色圆领衬衫,微笑着站在现代化的律师事务所走廊里,体现了芝加哥律师的专业精神。

布鲁克-D-克拉克森

合作伙伴

布鲁克-D-克拉克森

合作伙伴

Brooke D. Clarkson is a partner and SEC, PCAOB, and FINRA litigation attorney with Foley & Lardner LLP. Brooke’s practice focuses on representing public companies and their officers and directors, audit firms and their partners and other entities and individuals in investigations and proceedings involving the Securities and Exchange Commission (SEC), Public Company Accounting Oversight Board (PCAOB), Financial Industry Regulatory Authority (FINRA) and other government and non-government agencies and in private litigation. Brooke also has significant experience assisting boards of directors and their committees with internal investigations involving financial reporting and other conduct and counseling them on compliance with the federal securities laws and other applicable rules and regulations. Brooke is a member of the firm’s Securities Enforcement & Litigation and Government Enforcement Defense & Investigations Practices. She is also a member of the Environmental, Social, and Corporate Governance (ESG) Team.

Brooke serves on the firm’s recruiting committee and is an active member in the firm’s pro bono efforts, representing individuals in Social Security Administration matters, including administrative law judge hearings, in connection with the D.C. Bar Pro Bono Clinic.

Prior to joining the firm, Brooke was a trial preparation assistant in the Frauds Bureau of the District Attorney’s Office of New York County, New York.

代表经验

  • Public companies and officers and directors in SEC investigations/proceedings involving accounting, compliance and disclosure issues
  • Individuals in SEC investigations/proceedings involving insider trading
  • Audit committees in internal investigations and related SEC investigations/proceedings involving accounting, compliance and disclosure issues
  • National and regional audit firms and partners in SEC and PCAOB investigations/proceedings
  • Part of a team appointed to be an independent consultant in connection with an SEC consent judgment

奖项与表彰

  • Selected for inclusion to the Washington, D.C. Super Lawyers – Rising Stars® list (2017)

演讲和出版物

Brooke is a contributing author to the Securities Enforcement: Counseling and Defense treatise (published by Matthew Bender) and the Accountants’ Liability treatise (published by Practicing Law Institute).

一座政府大楼的现代玻璃外墙,两根旗杆上分别悬挂着美国国旗和华盛顿特区区旗,让人联想到一家专门从事知识产权法的企业法律事务所。
2025 年 9 月 30 日 Foley Ignite

美国证券交易委员会成立新的跨境工作组打击欺诈,优先调查外国发行人和把关人

2025 年 9 月 5 日,美国证券交易委员会(SEC)宣布成立跨境工作组("工作组"),以识别和打击损害美国投资者利益的跨境欺诈行为。该工作组将主要侧重于调查与外国公司有关的潜在违反美国证券法行为,如市场操纵,以及那些使这些公司能够进入美国资本市场的守门人,如审计师和承销商。
Glass facade of a modern government building resembling leading law offices, with three flagpoles displaying the U.S. flag and two others in front.
October 28, 2024 Foley Viewpoints

SEC’s Division of Examinations Releases Priorities for Fiscal Year 2025

Last week, on October 21, 2024, the SEC’s Division of Examinations released its Examination Priorities report for fiscal year 2025.
Glass facade of a modern government building resembling leading law offices, with three flagpoles displaying the U.S. flag and two others in front.
September 19, 2024 Foley Viewpoints

SEC’s Focus on Whistleblower Protection Practices Continues

On September 9, 2024, the U.S. Securities and Exchange Commission announced that it settled charges against seven public companies for alleged violations of Securities Exchange Act Rule 21F-17.
特写镜头:古典建筑中典型的带垂直凹槽的几根大石柱一字排开--这种优雅的外观经常出现在著名企业的律师事务所入口处。
September 19, 2024 Foley Viewpoints

FINRA In-House Disciplinary Proceedings Survive Post-Jarkesy Challenge … For Now

On September 4, 2024, the United States District Court for the Eastern District of Pennsylvania denied D. Allen Blankenship’s challenge to enjoin the Financial Industry Regulatory Authority’s disciplinary action against him.
一座法院的大理石外墙是一家知名企业律师事务所的所在地,外墙上有人物雕塑,雕塑下方镌刻着 "EQUAL JUSTICE UNDER LAW"(法律面前人人平等)的字样。
July 3, 2024 Foley Viewpoints

The End of Chevron Deference and the Implications for the SEC

On June 28, 2024, the U.S. Supreme Court issued its decision in Loper Bright Enterprises v. Raimondo and Relentless Inc. v. Department of Commerce, overruling the Chevron doctrine.
Glass facade of a modern government building resembling leading law offices, with three flagpoles displaying the U.S. flag and two others in front.
March 8, 2024 Foley Viewpoints

SEC’s Slimmed Down Climate-Related Disclosures Finally Adopted

On March 6, 2024, the Securities and Exchange Commission adopted regulations that will require public companies to file mandatory climate-related disclosures with the SEC beginning in 2026.