Sectors
Tommy Hansfield headshot.

Thomas P. Hansfield

Associate

Thomas P. Hansfield

Associate

Thomas “Tommy” Hansfield represents businesses, financial institutions, broker-dealers, proprietary trading firms, commodity trading advisors, and their employees and officers in commercial and securities litigation matters, as well as in enforcement actions against the Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), and the Financial Industry Regulatory Authority (FINRA). Such matters involve disputes relating to derivatives and securities trading, agricultural and energy commodities, blockchain technology, digital assets, and commercial contracts.

Additionally, Tommy provides regulatory counseling to clients, including assisting futures exchanges and clearing houses with drafting rules and assisting firms with their applications to register in a professional capacity with the CFTC and SEC. Tommy also advises CFTC registrants, securities broker-dealers, traders and trading firms, and others on compliance with regulatory requirements under the Commodity Exchange Act and federal securities laws.

Tommy is a member of the Securities Enforcement & Litigation and Commercial Litigation practice groups. He is also a member of the Blockchain & Digital Assets and Innovative Technology sectors.

October 30, 2024 Legal News: Whistleblower Developments

A Review of Recent Whistleblower Developments - Q3 2024

Whistleblower Developments is a periodic report covering significant cases, decisions, proposals, and legislation related to whistleblower statutes and how they may impact your business.
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September 19, 2024 Foley Viewpoints

SEC’s Focus on Whistleblower Protection Practices Continues

On September 9, 2024, the U.S. Securities and Exchange Commission announced that it settled charges against seven public companies for alleged violations of Securities Exchange Act Rule 21F-17.
May 3, 2024 Legal News: Whistleblower Developments

A Review of Recent Whistleblower Developments

Whistleblower Developments is a periodic report covering significant cases, decisions, proposals, and legislation related to whistleblower statutes and how they may impact your business.
January 31, 2024 Foley Viewpoints

A Review of Recent Whistleblower Developments

Whistleblower Developments is a periodic report covering significant cases, decisions, proposals, and legislation related to whistleblower statutes and how they may impact your business.
October 24, 2023 Legal News: Whistleblower Developments

A Review of Recent Whistleblower Developments

Whistleblower Developments is a periodic report covering significant cases, decisions, proposals, and legislation related to whistleblower statutes and how they may impact your business.
July 26, 2023 Legal News: Whistleblower Developments

A Review of Recent Whistleblower Developments

Whistleblower Developments is a periodic report covering significant cases, decisions, proposals, and legislation related to whistleblower statutes and how they may impact your business.