This program, the latest installment in our ongoing Market Regulation Series, featured regulators, industry professionals, and Foley attorneys speaking on topics such as:
- Taming the FINRA Beast: An Insider’s Perspective
- The Market Access Rule: Practice Pointers and Sanity Checks
- Communicating with Regulators: Avoiding Individual Liability and False Statements
If you have any questions, please contact Brook Radford at bradford@foley.com.
Stephen Bedell, Kathryn Trkla, Thomas Krebs, Dean Jeske, and Ellen Wheeler were the Foley attorneys responsible for this program.
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