Words to the Wise: Lessons Learned the Hard Way

09 June 2016 Chicago, IL Past Event

Location

Foley & Lardner LLP
321 N Clark Street
Suite 2800
Chicago, IL 60654

Agenda

8:30 a.m. Breakfast and Registration

9:00 a.m. - 12:00 p.m. Program
Foley’s Securities Enforcement & Litigation Practice held a panel discussion titled "Words to the Wise: Lessons Learned the Hard Way," on June 9th, 2016.

This program, the latest installment in our ongoing Market Regulation Series, featured regulators, industry professionals, and Foley attorneys speaking on topics such as:

  • Taming the FINRA Beast: An Insider's Perspective
  • The Market Access Rule: Practice Pointers and Sanity Checks
  • Communicating with Regulators: Avoiding Individual Liability and False Statements

If you have any questions, please contact Brook Radford at bradford@foley.com.

Stephen Bedell, Kathryn Trkla, Thomas Krebs, Dean Jeske, and Ellen Wheeler were the Foley attorneys responsible for this program.

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Words to the Wise: Lessons Learned the Hard Way

Location

Foley & Lardner LLP
321 N Clark Street
Suite 2800
Chicago, IL 60654

Agenda

8:30 a.m. Breakfast and Registration

9:00 a.m. - 12:00 p.m. Program