This program, the latest installment in our ongoing Market Regulation Series, featured regulators, industry professionals, and Foley attorneys speaking on topics such as:
Taming the FINRA Beast: An Insider’s Perspective
The Market Access Rule: Practice Pointers and Sanity Checks
Communicating with Regulators: Avoiding Individual Liability and False Statements
If you have any questions, please contact Brook Radford at bradford@foley.com.
Stephen Bedell, Kathryn Trkla, Thomas Krebs, Dean Jeske, and Ellen Wheeler were the Foley attorneys responsible for this program.
