Webcast Q&A on Practical Suggestions for Internal Risk Assessment for FCPA, OFAC, and AML

09 January 2014 Web Conference Past Event

Location

Web Conference

Agenda

9:30 a.m. - 10:30 a.m., Central
Partners David Simon, Lisa Noller, and Greg Husisian will be participating in a complimentary Web Conference, organized and moderated by Cross Border Group, to discuss practical considerations for the global financial services industry for 2014, including the alarming extra-territorial scope and reach of the FCPA, BSA/PATRIOT Act, and OFAC.

In particular, our presenters will be discussing the ways in which financial firms — including banks, hedge funds, asset managers, and others — based in and/or conducting business in western and BRIC/ other emerging markets, may strengthen their internal controls to proactively protect themselves against regulatory risks and exposure using currently available guidance, risk assessments, and analysis of DOJ, SEC, and FINRA enforcement trends.

For additional Web Conference details and login information, please contact J.P. Wilson at JPWilson@GCCG.biz.

Insights

Webcast Q&A on Practical Suggestions for Internal Risk Assessment for FCPA, OFAC, and AML

Location

Web Conference

Agenda

9:30 a.m. - 10:30 a.m., Central