Partner Joseph Edmondson wrote an editorial that was published in the January-March 2017 issue of Risk & Compliance Magazine titled “Reporting-Out Under Sarbanes-Oxley: Have the Worst Fears of Attorneys Been Realised?” His editorial discusses the impact that a Sarbanes-Oxley provision and a Securities and Exchange Commission (SEC) Rule has had on attorneys appearing and practicing before the SEC.
Main topics covered within the article include ethics of confidentiality versus not participating in the assistance of a client’s fraud, and the SEC’s requirements for attorneys.
