More Paperwork for Certain Investment Advisers

09 November 2011 Publication


Law360 recently published an article written by Gardere Partner Richard A. Tulli. In the article titled, "More Paperwork for Certain Investment Advisers," Mr. Tulli discusses the new rule adopted by the U.S. Securities and Exchange Commission requiring various managers of private funds to periodically file new Form PF.

"Although the deadline provided by a filed Form PF is now many months away, the information that may be required to be provided in Form PF is extensive and detailed," says Mr. Tulli. "Accordingly, advisers subject to the filing requirement should promptly begin to review the form and the information and processes that will be necessary to prepare and file it."

Subscribers may access the full article here.

Related Services


Bad Holiday Season News! Estimates of an increase of Cyberattacks 20%!
13 December 2019
Internet, IT & e-Discovery Blog
Driving the Future of Automotive Technology
12 December 2019
Manufacturing Industry Advisor
Massachusetts Governor Proposes Facility Fee Ban
12 December 2019
Health Care Law Today
American Rule Prevails; PTO May Not Collect In-House Attorneys' Fees as "Expenses"
12 December 2019
IP Litigation Current
ACCC 46th Annual Meeting & Cancer Center Business Summit
04-05 March 2020
Washington, D.C.
Foley/Deloitte Compliance and Privacy Officer Roundtable
27 February 2020
Boston, MA
Let’s Talk Compliance
24 January 2020
Orlando, FL
New England Alliance Annual Meeting
15-17 January 2020
Woodstock, VT