In particular, our presenters will be discussing the ways in which financial firms — including banks, hedge funds, asset managers, and others — based in and/or conducting business in western and BRIC/ other emerging markets, may strengthen their internal controls to proactively protect themselves against regulatory risks and exposure using currently available guidance, risk assessments, and analysis of DOJ, SEC, and FINRA enforcement trends.
For additional Web Conference details and login information, please contact J.P. Wilson at [email protected].
