Back Foley Viewpoints Eye On The Restoring American Financial Stability Act November 24, 2009 Share on LinkedInShare on TwitterPrintShare by EmailShare Back to top Foley Partners Peter Underwood and Patrick Quick and Associate Spencer Moats authored an article that appeared on Financial Services Law360 on November 24, 2009 titled “Eye On The Restoring American Financial Stability Act.” Reprinted with permission from Portfolio Media, Inc. (http://www.law360.com) Author(s) Spencer T. Moats [email protected] Milwaukee 414.319.7343 Patrick G. Quick [email protected] Milwaukee 414.297.5678 Related Insights View All Posts December 17, 2025 Foley Viewpoints SEC and FINRA Increase Oversight of Cross-Border Small-Cap Offerings Executive Summary In late 2025, the U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA)… December 17, 2025 Foley Viewpoints Amended Regulation S-P: Here to Stay and Being Examined in 2026 Last month, the U.S. Securities and Exchange Commission (SEC) Division of Examinations released its Fiscal Year 2026 “Examination… December 17, 2025 Foley Viewpoints It’s a Wonderful Hypo: What if the Bailey Bros. Building & Loan Was a SEC Registered Investment Adviser? In the 1946 film “It’s a Wonderful Life,” George Bailey is despondent after a series of mishaps — including his family member and…
