This article highlights significant developments during 2007 in the enforcement program of the U.S. Securities and Exchange Commission (‘‘SEC’’). Developments were selected because they may signal future trends or establish new legal standards.
Read the complete article by clicking on the link below.
Reproduced with permission from Securities Regulation & Law Report, Vol. 40, No. 14, 04/07/2008, pp. 544-550. Copyright 2008 by The Bureau of National Affairs, Inc. (800-372-1033) http://www.bna.com
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