FINRA’s Examination Priorities and Enforcement Initiatives: Analysis and Predictions

Please join Foley attorneys Dean Jeske, Allison Charney, and Joe Edmondson for an in-depth webinar that takes a closer look at the following topics:

• Examining FINRA’s 2017 Exam Priorities Letter: What’s new? What are the biggest risks?
• Learning the hidden nuances that could prove invaluable to your exam preparation
• Discovering what the key enforcement trends in 2017 are, and what can you take away for the coming year

There is no cost to participate in this program, but pre-registration is required. To participate, please use the Register button, or simply register here. Instructions for accessing the program will be included in the registration confirmation email.

If you have questions or would like more information, please contact Kayla Huven at khuven@foley.com.