FINRA’s Examination Priorities and Enforcement Initiatives: Analysis and Predictions
22 February 2017
Please join Foley attorneys Dean Jeske, Allison Charney, and Joe Edmondson for an in-depth webinar that takes a closer look at the following topics:
- Examining FINRA’s 2017 Exam Priorities Letter: What’s new? What are the biggest risks?
- Learning the hidden nuances that could prove invaluable to your exam preparation
- Discovering what the key enforcement trends in 2017 are, and what can you take away for the coming year
There is no cost to participate in this program, but pre-registration is required. To participate, please use the Register button, or simply register here. Instructions for accessing the program will be included in the registration confirmation email.
If you have questions or would like more information, please contact Kayla Huven at [email protected].
People
Related Insights
17 February 2025
Foley Viewpoints
6 Steps to Manage Tariff Risks in a Trade War
As Trump seeks to raise U.S. tariffs (which currently tend to be among the lowest worldwide), manufacturers, distributors, retailers, and other companies that frequently import must determine the best strategy to deal with the resulting uncertainties.
25 February 2025
Events
Navigating Tariffs and Supply Chain Contracts: Mitigating Financial and Legal Risks
Join Foley and Lardner LLP partners Greg Husisian, Leah Imbrogno, and Vanessa Miller on Tuesday, February 25, for a Strafford CLE webinar, “Navigating Tariffs and Supply Chain Contracts: Mitigating Financial and Legal Risks.”
17 February 2025
Foley Viewpoints
Navigating Non-Compete Agreements: Key Considerations for In-House Counsel in Franchise Businesses
In May of last year, the Federal Trade Commission (FTC) sought to ban non-compete agreements in most employment contracts. Franchise agreements were an exception. However, before the rule could take effect in September, a federal court vacated the ruling in August, asserting that the FTC lacked the authority to enforce such a regulation.