Foley Partner Richard Wallace was quoted in an article that appeared in Compliance Reporter on December 27, 2010 titled “Enforcement Revamps Set For Spotlight.” Wallace discusses the current and anticipated revamps of FINRA’s enforcement efforts in the coming year, stating that the regulator’s agenda has been filled with developing the consolidated rulebook, expanding its market oversight and building its Office of Fraud Detection and Market Intelligence. He adds that any revamp of FINRA enforcement could happen more quickly than at a government entity, noting that FINRA does not have to go to Congress and get approval from the union.
Related News
December 18, 2025
In the News
Kyle Faget Weighs in on HHS Proposed Rule Limiting Gender-Affirming Care
Foley & Lardner LLP partner Kyle Faget commented on a recent proposal from the U.S. Department of Health and Human Services in the Law360 article, “HHS Proposes Hospital Ban On Gender Care For Minors.”
December 12, 2025
In the News
Foley Chairman and CEO Daljit Doogal Talks Firm Strategy and Growth, Featured in Media for Reelection
Foley & Lardner LLP Chairman and CEO Daljit Doogal is featured in The American Lawyer article, “Foley Board Taps Daljit Doogal for Second Term as Chair and CEO,” for his reelection to a second four-year term.
December 11, 2025
In the News
Carrie Hoffman Comments on SCOTUS Arbitration Jurisdiction Case
Foley & Lardner LLP partner Carrie Hoffman commented on the U.S. Supreme Court's decision to hear an arbitration jurisdiction case in the Law360 article, "High Court Arb. Jurisdiction Case May Impact W&H Cases."