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Energy & Infrastructure

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Infringement Litigation, Leasing

Health Care & Life Sciences

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Banking & Finance, Cannabis Litigation

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Hotels & Resorts, Golf Clubs

Sports & Entertainment

Sports Facility Development, Media Deals

Innovative Technology

Leveraging AI, Cloud Computing, Genomics

Generational Wealth, Wealth Management

Offshore Oil & Gas, Admiralty Law

Manufacturing

End-to-End Business Solutions

Fashion, Apparel & Beauty

Trademark, Manufacturing, Supply Chain

Racial Justice & Equity

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Corporate

Corporate Overview

Capital Markets & Public Company Advisory Equity, Debt, Governance, Transactions

Employee Benefits & Executive Compensation Health Plans, 401 (k), and Pension Plans

Environmental Permitting, Environmental Litigation

Environmental, Social, and Governance (ESG) Impact Investing, Energy Transition

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Finance Financial Institutions, Public Private Partnerships

Fund Formation & Investment Management GPs, LPs, Middle Market Investment

Government Solutions Lobbying, Policy, State Attorneys General

Health Care Health Care Regulatory and Transactions

Insurance Reinsurance, Insurance Transactions

Private Equity Middle Market PE, Investment Lifecycle

Real Estate Real Estate Law, Commercial Development

Securities, Commodities & Exchange Regulation Securities Law, Commodities

Taxation State and Local Tax, Opportunity Zones

Transactions Mergers and Acquisitions

Venture & Growth Capital Angel Funds, Venture Funds

Intellectual Property

Intellectual Property Overview

Business Method & Software Patents Software Patent Counseling and Litigation

Chemical, Biotechnology & Pharmaceutical Full Cycle Patent Strategy and Services

Cybersecurity Cyber Risk Mitigation and Response

Electronics Full Cycle Patent Strategy and Services

Green Energy Technologies Cleantech, Smart Grid, Biofuels

IP Asset Management IP Portfolio Strategy and Management

IP Due Diligence IP Audit, Investment, and Monetization

IP Litigation IP Asset Enforcement and Defense

ITC Section 337 Proceedings IP Import Infringement Investigations

Mechanical & Electromechanical Technologies Full Cycle Patent Strategy and Services

PTAB Trials Post-Grant Proceedings

Technology Transactions, Cybersecurity, and Privacy IT Contracting and Data Governance

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Litigation

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Appellate Appellate Attorneys

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Construction Construction Litigation, Arbitrations

Consumer Law, Finance & Class Action Group Consumer Class Action Defense

Distribution & Franchise Antitrust and Competition, Trademarks

Energy Litigation Oil & Gas Litigation, Dispute Resolution

Government Enforcement Defense & Investigations False Claims Act, International Trade

Health Care Litigation Dispute Resolution, Civil Lawsuits

Hospitality Litigation TCPA Compliance, Franchise Disputes

Insurance & Reinsurance Litigation Casualty Insurance, Insurance Fraud

International Arbitration Cross-Border Dispute Resolution

Labor & Employment Union/Employer Matters, Harassment Claims

Privacy, Security & Information Management Privacy Litigation, Privacy Compliance

Product Liability Life Sciences Product Liability

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Tax Controversy Tax Dispute, Tax Audit, Tax Litigation

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Trial Team Federal & State Courts, Jury Trials

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Foley Viewpoints

Top Ten SEC Enforcement Developments of 2011

April 1, 2012

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Partners Ellen Wheeler and Marc Dorfman summarized significant developments in the U.S. Securities and Exchange Commission’s (SEC) enforcement program during 2011, including the SEC’s first ever use of a deferred prosecution agreement in an FCPA case as well as the agency’s increased willingness to bring actions against attorneys appearing in SEC examinations.

Authors

Ellen M. Wheeler
Marc B. Dorfman

Practice Areas

Securities Enforcement & Litigation

Author(s)

A woman with shoulder-length dark hair wearing a pinstripe blazer and gray top stands in a modern law office, reflecting the professionalism found among Chicago lawyers.

Ellen M. Wheeler

[email protected]

Chicago 312.832.5197

A middle-aged man with short white hair wearing a dark suit, light blue shirt, and red tie, smiles at the camera against a plain gray background—presenting one of the leading lawyers in Chicago.

Marc B. Dorfman

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Nvidia just disclosed a $1 trillion order book. Uber committed to deploying robotaxis in 28 cities. And in a Palo Alto living room on Thursday, a founder with 20 years of operational scars told a group of investors and builders the one thing that will determine who actually captures value in this market.

We look beyond the law to focus on the constantly evolving demands facing our clients.

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