Insights

Insights by James Lundy

James (Jim) Lundy serves as a Co-Leader of the Securities Enforcement Subgroup and is a partner, litigator, and counselor in Foley & Lardner’s Securities Enforcement & Litigation Practice. He defends and protects clients under investigation by the SEC, Commodity Futures Trading Commission (CFTC), FINRA, States, and other regulatory bodies by leveraging his experience working in the SEC’s Division of Enforcement for almost a decade as a senior trial counsel and branch chief. He spent the last several years of his service with the SEC helping lead the Division of Examinations program for the Midwest.