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Foley Viewpoints

Top Ten SEC Enforcement Developments of 2011

April 1, 2012

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Partners Ellen Wheeler and Marc Dorfman summarized significant developments in the U.S. Securities and Exchange Commission’s (SEC) enforcement program during 2011, including the SEC’s first ever use of a deferred prosecution agreement in an FCPA case as well as the agency’s increased willingness to bring actions against attorneys appearing in SEC examinations.

Authors

Ellen M. Wheeler
Marc B. Dorfman

Practice Areas

Securities Enforcement & Litigation

Author(s)

A woman with shoulder-length dark hair wearing a pinstripe blazer and gray top stands in a modern law office, reflecting the professionalism found among Chicago lawyers.

Ellen M. Wheeler

[email protected]

Chicago 312.832.5197

A middle-aged man with short white hair wearing a dark suit, light blue shirt, and red tie, smiles at the camera against a plain gray background—presenting one of the leading lawyers in Chicago.

Marc B. Dorfman

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We look beyond the law to focus on the constantly evolving demands facing our clients.

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