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Artificial Intelligence

SEC Proposes Rules on Liquidity Risk for Funds

October 7, 2015 Alpha Pages

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Partner Peter Fetzer contributed an article to Alpha Pages, “SEC Proposes Rules on Liquidity Risk for Funds,” on October 7, 2015. The article discussed the Securities and Exchange Commission rule proposal on liquidity management for mutual funds and exchange-traded funds and outlined several items that chief compliance officers and boards of directors should consider in addressing liquidity risk.

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Peter D. Fetzer

Practice Areas

Fund Formation & Investment Management
Securities Enforcement & Litigation

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Peter D. Fetzer

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Milwaukee 414.297.5596

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